Who is capital market regulator?

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2026-05-13 04:15

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A capital market regulator is a government or independent authority responsible for overseeing and regulating financial markets to ensure their integrity, transparency, and efficiency. In the United States, the Securities and Exchange Commission (SEC) serves as the primary regulator, while other countries have their own regulatory bodies, such as the Financial Conduct Authority (FCA) in the UK or the Securities and Exchange Board of India (SEBI). These regulators enforce securities laws, protect investors, and maintain fair trading practices.

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