How long is a series 63 license good for?

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1148049

2026-08-19 23:15

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A Series 63 license does not expire as long as the holder remains associated with a registered firm. However, if the individual leaves the firm or does not maintain their registration, they may need to re-take the exam to regain the license. Additionally, license holders must adhere to continuing education requirements and regulatory updates to ensure ongoing compliance.

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