How do you audit a share register?

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1019113

2026-03-17 09:21

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To audit a share register, first verify the accuracy of the recorded shareholder information by cross-referencing it with supporting documents like share certificates and transfer records. Next, ensure compliance with relevant regulations and company policies by checking for proper authorization of share transfers and the maintenance of accurate records. Additionally, assess the completeness of the register by confirming that all issued shares are accounted for and that any changes (such as new issuances or cancellations) are accurately reflected. Finally, review the procedures for updating the register to ensure they are effective and consistently followed.

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