What is the eligibility criteria to take series 7 exam?

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2026-05-19 16:35

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To be eligible for the Series 7 exam, candidates must be sponsored by a FINRA-member firm, which means they need to have employment or a formal association with a firm that is registered with the Financial Industry Regulatory Authority. Additionally, candidates must be at least 18 years old and have a clean record, free from any disqualifying events. It's also recommended that candidates have a basic understanding of securities and financial principles prior to taking the exam.

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